0000950123-05-003400.txt : 20120622
0000950123-05-003400.hdr.sgml : 20120622
20050321161040
ACCESSION NUMBER: 0000950123-05-003400
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050321
DATE AS OF CHANGE: 20050321
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: AULT INC
CENTRAL INDEX KEY: 0000723639
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 410842932
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0530
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-35671
FILM NUMBER: 05694349
BUSINESS ADDRESS:
STREET 1: 7105 NORTHLAND TERRACE
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55428-1028
BUSINESS PHONE: 6125921900
MAIL ADDRESS:
STREET 1: 7105 NORTHLAND TERRACE
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55428-1028
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Weeden & Co., LP
CENTRAL INDEX KEY: 0001314949
IRS NUMBER: 133364318
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 145 MASON STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-861-7600
MAIL ADDRESS:
STREET 1: 145 MASON STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
SC 13G
1
y07033sc13g.txt
SCHEDULE 13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. ___)*
Ault, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
--------------------------------------------------------------------------------
(Title of Class of Securities)
051503100
--------------------------------------------------------------------------------
(CUSIP Number)
March 18, 2005
--------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which Schedule is
filed:
|X| Rule 13d-1(b)
|_| Rule 13d-1(c)
|_| Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
================================================================================
1 NAME OF REPORTING PERSONS/ I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Weeden & Co., LP
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) |_|
(b) |_|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
--------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
217,400
SHARES
------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY ------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
EACH 217,400
------------------------------------------------------------
REPORTING 8 SHARED DISPOSITIVE POWER
PERSON WITH:
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
217,400
--------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES |_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.6%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
BD
================================================================================
Page 2 of 2 Pages
SCHEDULE 13G
Item 1.
(a) Name of Issuer Ault, Inc.
(b) Address of Issuer's Principal Executive Offices:
7105 Northland Terrace
Minneapolis, MN 55428-1028
Item 2.
(a) Name of Persons Filing
Weeden & Co., LP
(b) Address of Principal Business Office or, if none, Residence
145 Mason Street
Greenwich, CT 06830
(c) Citizenship
Delaware Limited Partnership
(d) Title of Class of Securities
Ault, Inc. Common Stock
(e) CUSIP Number
051503100
Item 3. If this statement is filed pursuant toss.ss.240.13d-1(b)
orss.ss.240.13d-2(b) or (c), check whether the person filing is a:
(a) [X] Broker or dealer registered under section 15 of the Act
(15 U.S.C. 78o);
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act
(15 U.S.C. 78c);
(d) [ ] Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8);
(e) [ ] An investment adviser in accordance with
ss.240.13d-1(b)(1)(ii)(E);
Page 3 of 3 Pages
(f) [ ] An employee benefit plan or endowment fund in accordance with
ss.240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance with
ss.240.13d-1(b)(ii)(G);
(h) [ ] A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J).
Item 4. Ownership.
(a) Amount beneficially owned: See the response(s) to Item 9 on the
attached cover page(s).
(b) Percent of class: See the response(s) to Item 11 on the attached cover
page(s).
(c) Number of shares as to which the Reporting Person has:
(i) Sole power to vote or direct the vote: See the response(s) to
Item 5 on the attached cover page(s).
(ii) Shared power to vote or direct the vote: See the response(s) to
Item 6 on the attached cover page(s).
(iii) Sole power to dispose or direct disposition of: See the
response(s) to Item 7 on the attached cover page(s).
(iv) Shared power to dispose or direct disposition of: See the
response(s) to Item 8 on the attached cover page(s).
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial owner of more
than five percent of the class of securities, check the following: [X]
Page 4 of 4 Pages
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company.
Not Applicable.
Item 8. Identification and Classification of Members of the Group.
Not Applicable.
Item 9. Notice of Dissolution of Group.
Not Applicable.
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are held in the
ordinary course of business and were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
Page 5 of 5 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: March 21, 2005
By: /s/Robert. A Cervoni
---------------------------
Name: Robert A. Cervoni
Title: Chief Financial Officer
Managing Director
Page 6 of 6 Pages